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January 24, 2012

Patients Medical Record Posted to Facebook – HIPAA Violation

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I’ve generally been writing more about the EMR side of EMR and HIPAA lately. For the most part, it seems readers are more interested in EMR and EHR than they are in the details of HIPAA. Although, one of my top posts ever is from back in 2006 about HIPAA Privacy Examples and HIPAA Lawsuits. It seems that people are most interested in HIPAA when it has something to do with a HIPAA violation or lawsuit.

Today’s HIPAA violation could very likely become a HIPAA lawsuit. Plus, it is a word of caution to those about training your staff on HIPAA requirements and also on proper use of social media in healthcare.

Anne Steciw posted about the violation on Search Health IT. Here’s an excerpt from her post:

Details of the health data breach provided by the Los Angeles Daily News indicate that the employee, who was provided by a staffing agency, shared a photo on his Facebook page of a medical record displaying a patient’s full name and date of admission. The employee appeared to be completely ignorant of HIPAA laws.

I’m sure every hospital and healthcare administrator is cringing at this. I’m sure many could share stories of HIPAA issues related with staffing agencies as well. Although, it’s really hard for me to understand how someone even from a staffing agency could be so ignorant to the HIPAA laws. I’m not overstating how ignorant this person was in this situation. The above article explains something even more outrageous and unbelievable:

Even after being told by other posters that he was violating the patient’s privacy, the employee argued: “People, it’s just Facebook…Not reality. Hello? Again…It’s just a name out of millions and millions of names. If some people can’t appreciate my humor than tough. And if you don’t like it too bad because it’s my wall and I’ll post what I want to. Cheers!”

To me this is totally mind boggling. I’m sure many will argue that this person was exhibiting many of the characteristics of the Facebook generation of users. That’s a cop out and an excuse, but does make a larger point that many of the next generation have these outlandish views of what’s theirs and what’s ok and reasonable. Sadly, far too many people think when it’s humor it’s ok to do anything. It’s not and I’m sure those dealing with HIPAA violations won’t find it a reasonable excuse either.

One thing I really hate about stories like this is that they give a bad name to use of social media in healthcare. Social media is like most things which can be used for good or bad. It’s a shame if incidents like this discourage people from accessing the benefits of social media.

This is another good example of how our biggest HIPAA privacy vulnerability is people.

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September 30, 2011

De-identified Healthcare Data – Is It Really Unidentifiable

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There’s always been some really interesting discussion about EHR vendors selling the data from their EHR software. Turns out that many EHR vendors and other healthcare entities are selling de-identified healthcare data now, but I haven’t heard much public outcry from them doing it. Is it because the public just doesn’t realize it’s happening or because the public is ok with de-identified data being sold. I’ve heard many argue that they’re happy to have their de-identified data sold if it improves public health or if it gives them a better service at a cheaper cost.

However, a study coming out of Canada has some interesting results when it comes to uniquely identifying people from de-identified data. The only data they used was date of birth, gender, and full postal code data. “When the full date of birth is used together with the full postal code, then approximately 97% of the population are unique with only one year of data.”

One thing that concerns me a little about this study is that postal code is a pretty unique identifier. Take out postal code and you’ll find much different results. Why? Cause a lot of people share the same birthday and gender. However, the article does offer a reasonable suggestion based on the results of the study:

“Most people tend to think twice before reporting their year of birth [to protect their privacy] but this report forces us all to think about the combination or the totality of data we share,” said Dr. El Emam. “It calls out the urgency for more precise and quantitative approaches to measure the different ways in which individuals can be re-identified in databases – and for the general population to think about all of the pieces of personal information which in combination can erode their anonymity.”

To me, this is the key point. It’s not about creating fear and uncertainty that has no foundation, but to consider more fully the effect on patient privacy of multiple pieces of personal information in de-identified patient data.

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September 21, 2011

EMR Security Monitoring Systems

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There’s been an interesting situation going on between a couple EHR vendors. I first saw this when I got the press release that meridianEMR filed a lawsuit against UroChart. The lawsuit claims that UroChart obtained access to meridianEMR’s data.(Note: See this comment from IT Director of meridianEMR that discusses more details of what happened and how no data was breached.)

Lawsuits aside, meridianEMR is trying to capitalize on the situation by talking about their EMR security monitoring system was what notified them of the breach attack by UroChart. They call it their Advanced Monitoring System (AMS) and say it responds immediately to any breaches attacks and protects patient records.

I’m not sure if it’s a smart move to use a breach of their system as a way to promote their ability to protect patient records. I guess they can argue that their monitoring service was what protected their patient records. However, the lawsuit is claiming that patient records were at risk. I don’t think that’s something any EMR vendor wants tied to their name, is it?

Marketing strategy aside, this security monitoring service is interesting and I can’t say I’ve really seen something like it in any other EMR system. Sure, they all have some sort of audit tracking and trail. However, I think most EMR vendor’s strategy is not detection, but prevention. They harden their systems using the best techniques, but don’t do much to try and detect breaches. Should that be changed?

One problem with breaches is that good hackers know how to even avoid the detection part. I still remember when my friend showed me how he had hacked into a server and you could see him logged in. Then, he ran a script and you couldn’t see him anymore. I guess if you compare it to the physical world, it’s like having a camera watching the front door, but no camera on the back door. However, in the digital world there are lots of different doors, including those we don’t know about.

Some might argue that ignorance is bliss in this instance. Sure, no EMR vendor is going to admit that in public. Neither is a doctor. However, the regulations have made it pretty harsh when you know that there’s been a breach of your system. You basically have to make it known to all the world. However, if you don’t know that your EMR system has been compromised, then you have no such requirements.

I’m sure some people won’t like me saying this, but be sure that many doctors and EMR vendors have thought about this. I’m sure there were parallels in the paper world too. So, let’s not act like this is really that new. Although, certainly technology has made it possible to have much larger breaches.

One thing worth noting is that I haven’t seen a group of healthcare hackers forming. There’s no underground group of people that I’ve heard of that are trying to hack and get access to healthcare data. Financial data is much easier to monetize for a hacker than healthcare data. That’s not to say that healthcare data isn’t valuable and can’t have consequences if it’s put in the wrong hands. However, most hackers do it for the Lulz, for financial gain, or vengeance. Things could certainly change, but I haven’t seen healthcare as a prime target for hackers. I’d love to see if you have evidence that says otherwise.

If you evaluate the list of breaches that are published by HHS, this seems to agree with my above evaluation. Almost every single breach was just due to something being lost, a physical device being stolen (which you can almost guarantee they wanted the laptop and not the healthcare data which they probably didn’t even know was on the laptop), or inappropriate use by someone on a system already.

It will be interesting to see how these EMR security monitoring systems evolve. Plus, will we see more need for these type of protections and monitoring of EMR systems?

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September 13, 2011

Fitbit Privacy or Lack Thereof – Exposing Sexual Activity of Its Users

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Well, privacy rears its ugly head in healthcare again. I don’t want to treat a person’s privacy lightly, but I must admit that I kind of had to laugh at the breach I’m about to tell you about. I think you’ll see why.

I first read about this privacy breach on this Techcrunch article (They originally found it on nextWeb). Here’s a quote from the Techcrunch article:

Yikes. Users of fitness and calorie tracker Fitbit may need to be more careful when creating a profile on the site. The sexual activity of many of the users of the company’s tracker and online platform can be found in Google Search results, meaning that these users’ profiles are public and searchable.

I’ve been a big fan of Fitbit and other devices like that which are trying to track a person’s health and fitness. I think there’s a real market for these devices, but this is a pretty ugly misstep for Fitbit. Although, a search for sexual activity and FitBit isn’t returning results any more. Here’s the Fitbit blog post which details the steps they’ve taken to secure their users profiles. Seems like a reasonable and a smart response to the privacy issue.

Before I go any farther, we should be clear that this isn’t a HIPAA violation. The patient put their information online and agreed to have that information out there. We could argue how much they really agreed to have their profile public, but I’m quite sure that Fitbit would be fine in a HIPAA lawsuit. However, that doesn’t mean they’re not taking the hit for poor decisions.

What can future healthcare app and device companies learn from the Privacy issues at Fitbit?

1. Default healthcare profiles to private. Allow the user to opt in to make it public. Some might want it public, but no company should assume it should be public. This isn’t Facebook.

2. Consider more granular privacy controls. I may want part of my profile public, but part private (ie. sexual activity in a fitness application).

3. Be aware of what you allow search engines to index. There’s a whole category of hackers called Google Hackers. They use Google to find sensitive information like the story above. It’s amazing the power of Google hacking.

Some suggestions to e-patients that put their health data online:

1. Be careful about what information you’re putting online.

2. Check out where the information you put online will be available. Is it private? Is it public? Is it partially public? Can search engines see it?

There’s little doubt that more and more healthcare information is going to be put online by patients. We’re going to see more and more privacy issues like the one mentioned above. This incident will do little to deter this trend. However, hopefully it can serve as a learning experience for Fitbit and other healthcare companies that are entering this new world of online health information.

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June 15, 2011

Can Providers Cope With EMR Security Challenges?

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Boy, back in the good old days, protecting patient data was comparatively easy. All you had to do was make sure that nobody got their hands on a patient’s paper chart who shouldn’t be looking at it.

After all, simple stuff like locking file rooms and making sure charts never get left in a public place are pretty easy to understand. Sure, paper records get stolen or rifled through now and then — no system is perfect — but putting processes in place to prevent unauthorized chart access isn’t that complicated.

On the other hand, introducing electronic medical records  – plus e-prescribing, digital sharing of lab results and more — is a completely different kettle of fish.

For one thing, providers must control access to medical information stored in their EMR in a far more sophisticated way than they had with paper charts.  For example, while role-based access to data may not sound too threatening to your average IT boss, it’s not exactly intuitive if you’re not a geek. Figuring out just who should get access to what gets a lot more complicated than when you used to just have to pull and route a chart.

Another issue: few clinicians know much about data security, and it’s not likely that they’re going to suddenly get wildly excited about encryption or VPNs.  Sure, you can warn them that it comes down to whether some random stranger (or even a staff member) will steal their patients’ Social Security numbers or broadcast medical secrets. But it’s just about impossible to explain security issues without wandering into scary jargon that will alienate the heck out of many doctors.

Of course, healthcare organizations can make sure their clinicians are trained to understand the importance of  securing their EMR. And they can even explain why specific types of security measures will limit their HIPAA exposure, the best pitch you can make to non-techies.

Still, the bottom line is that moving from paper to EMRs isn’t just a change-management exercise. It forces clinicians to think about how they use, distribute and share data on a profound level. I hope it does, anyway…cause if providers aren’t ready to think about these issues, things aren’t going to be pretty.

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December 29, 2010

HIPAA Lawsuit – PHI by Un-encrypted Email

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In kind of ironic timing, the news was recently reported of a patient talking to lawyers about a possible lawsuit against a doctor who sent her protected health information (PHI) to his home email in an un-encrypted format. The irony is that for the past week, my post on Email not being HIPAA secure has been having a really good discussion happening in the comments about these very issues (you should go read through the comments, they’re very interesting).

One interesting part of the above news story is that it didn’t even include the most common personal information used for identity theft. Certainly a person’s name and medical information should be kept private as well and could have consequences related to its release on the internet. However, it definitely doesn’t bring out the privacy critics like a breach of financial related info would bring.

While I personally hate lawsuits, a part of me kind of hopes that this or some other lawsuit happens related to email and PHI. Not because I like lawsuits or I want someone to be held responsible. Mostly because we could use some legal precedent to better enable those who want to use technology like email. Until the precedence is set (or a more specific law), I think that many people are just too afraid to use email for any sort of health care related communication.

In the comments I mentioned above, someone even commented about them wanting a doctor who would let them waive their right to privacy in the name of convenience. Basically, they would rather use email to communicate even PHI at the risk of someone seeing their health information so that they can use communication tools like email in their healthcare. I bet there are a lot more people who would opt in for this also. The problem is that the law is such that I don’t know many doctors who are willing to take the risk even if the patient gives them permission.

The best alternative right now is the patient portal where a patient receives an email saying something has been added or updated on the portal and invites them to login to the private secured portal to see the PHI or other health information. Not perfect and not that broadly adopted.

Lots of other issues related to email with doctors, but at least resolving the privacy and security ones would allow us to focus on those other issues.

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December 23, 2010

Email is Not HIPAA Secure

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An interesting discussion happened in the comments about HIPAA secure fax services in regards to the security of email. Being a tech person who formerly managed a few different corporate email systems, sometimes I forget that many people don’t understand some of the details about the security (or lack of security) that’s provided by email.

The short story is: Email is NOT HIPAA Secure (at least in 99% of cases)

There is a way to encrypt email sent between 2 email systems, but so far a standard and mechanism for encryption between all the vast number of email providers has not been established. I won’t go into the details of why this is the case (cost of encryption, standards for encryption, etc), but suffice it to say that almost none of the email systems send encrypted email that would satisfy the HIPAA requirements.

In fact, most times when an EMR, PHR or other patient portal wants to send a secure email/message to someone they send an email which contains a link to an encrypted website that has a unique login. The reason they do this is because there’s no recognized and adopted standard for encryption of email. However, presenting Protected Health Information (PHI) through an encrypted webpage where someone has a unique login is HIPAA compliant and doesn’t require the receiving email system to understand the encryption. It’s a pain, but it’s the reality of privacy of health information right now.

One of the major reasons that many people think that email is secured is that a number of email providers (Gmail being the most famous for this) turned on encryption for all of their users. The misunderstanding is that this encryption is just for users logging in to check, read and send their email. It does not encrypt the email as it it sent from Gmail to the destination email system. Aleks, from Sfax described it similar to a postcard. It’s open where anyone listening can see what’s in the email with no traces left behind.

The only security email partially offers in this manner is the volume of emails that are sent. There’s such a huge volume of useless emails that there’s some security by obscurity benefits. Although, that security doesn’t meet well with the HIPAA requirements. Plus, remember that one thing that computers are great at doing is crunching large amounts of data.

One minor exception that I might make is that if you’re sending email in an internal email system, then it’s possible to set up email encryption. This is possible because you control the email system for the sender and the receiver and so there are ways to do this. However, I know very few people that have actually set this arrangement up. Probably because if they are on your internal email system they usually have access to your EMR and all the PHI can remain in the EMR instead of your email system.

Now many have said that you shouldn’t use the free email providers like Gmail. After reading this it should be clear. You shouldn’t use ANY email provider for sending PHI. So, whether you use Gmail or some other free email provider it shouldn’t matter since I’m sure you won’t be sending any PHI through email any more.

Of course, I’d recommend you use the free Google Apps version of Gmail since DrSmith@yourpractice.com is so much more professional than DrSmith985373@gmail.com. Although, that’s kind of a topic for a different discussion.

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November 5, 2010

Full Disk Encryption for HIPAA Protected Computers

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UPDATE: Based on the comments, it seems like TrueCrypt is a nice free open source option for encryption. Some others were mentioned as well.

In all of the various HIPAA violations I’ve read about, they almost always blame some lack of encryption on the violation. In most of those cases it’s a laptop or other mobile device that should have had disk encryption that didn’t.

The problem I have with disk encryption is that I’m not familiar with any really easy to implement, but effective solutions for doing full disk encryption on a device.

I’m not talking about enterprise encryption. I’m talking about encryption that can work in the small or even solo medical practice. Not to mention at the small clinic price point too.

If you know of a solution, I’d love to hear about it.

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September 29, 2010

NYC Hospital Puts 6800 Health Records Online

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A New York City hospital has apologized for a security lapse that allowed personal information belonging to as many as 6,800 former patients to be published on the Internet.

New York Presbyterian Hospital/Columbia University Medical Center says the information included names, clinical data and a few social security numbers.

The hospital said in a statement that the data had been inadvertently placed on a server, which was accessible online. The information has now been taken down. -Source

This is a pretty sad indiscretion although it is lacking some important details. I hate that it only says personal information for 6800 former patients. Ok, putting ANY health information on an insecure web server is just dumb, but not all health information is created equal. Plus, wouldn’t it be nice to know what happened to cause this issue so that others could learn from their mistakes?

Plus, was the health information placed on the web server in an accessible location or was it just on the web server? That would be very different things.

Still something’s wrong if they’re putting patient information on an unsecured server. Makes me wonder what the rest of the story really is though.

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August 21, 2009

HIPAA Breach Notification Final Rule Released By HHS

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Yes, this website is called EMR and HIPAA, but as you can tell from the content I’m much more interested in EMR than I am in HIPAA. Although there is certainly some correlation.

That said, I think there’s some interesting things happening with HIPAA that people need to be aware of. HHS released the Breach Notification Final Rule. Healthcare POV said the following about the rule:

The Department of Health and Human Services (HHS) has released a final rule on breach notification requirements for covered entities (CEs) and business associates (BAs). Published in the Federal Register, the rule dictates proper procedure for responding to a breach, including when notification is required, who to tell and how to dispense that information. The rule also reiterates and clarifies recommended methods of data encryption.

The announcement came 2 days after the Federal Trade Commission (FTC) released its breach notification final rule, which covers personal health record vendors and other non-HIPAA CEs. HHS consulted with FTC on requirements and asked the public for input through a request for information released earlier this year.

The link above has more analysis of these changes as well. I’ll admit that I’m not an expert in this area. Anyone else who cares to chime in on the impact of these changes, I’d love to hear about it in the comments or even a guest blog post if someone’s interested.

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